The foundation of Rome: Archaeology and Tradition

The problem: If history is the study of causes, and if the understanding of those causes can be generalized to provide guidance to understanding our current dilemmas, then surely the insight gained will be limited by the accuracy of the available evidence. Standards of truth vary: explanations about the past are acceptable to later generations because they are plausible, or, more significantly, because they serve the needs of the present (i.e., the provide justification).

       I.            On sources: It may appear self-evident, but what we can know about the ancient world depends upon or is limited by the nature of what survives of the material culture as well as by what the ancients themselves thought worthy of recording.

                           A.            The physical evidence:

                            B.            Categories of sources

1.     Primary and secondary; written and monumental: inscriptions, coins, buildings, records of sales, etc. (Summary of literary sources for early Rome)

2.     Oral tradition in a marginally literate society.

3.     Development of a historical consciousness was then affected by a number of preconceptions

    II.            The Foundation of Rome: The history of this period consists of colorful legends around a legitimate historical core. Archaeologists, linguists and other scholars have to a certain degree separated the 'facts' from the 'fantasy'. Even Livy has his doubts.

                           A.            The story of Rome's foundation, as recorded in especially in Vergil's Aeneid and Livy's History of Rome (both date to the period of Augustus --seven centuries after the events.)

                            B.            This is the amalgamation of several traditional tales supplemented ('fleshed out') by recognized narrative techniques.

1.     The traditional and native Roman legend has Rome being founded in the 8th century and perhaps too from Alba. Archaeological evidence tends to support a very close connection (material culture) between the two sites in the relevant period.  

2.     The Greek version (Aeneas to Romulus). Important ideologically because it placed Rome within the very important Greek tradition; Rome could present herself to the world as every bit as Greek as Athens or Sparta.

                                                                              a.            Troy as the beginning; source of prestige, enhanced Roman reputation, puts Rome within tradition known to Greeks, importance of Greek public opinion.

                                                                             b.            Alternate tales claimed

1.     that the founder of Rome was Romulus (' --ulus' ending = 'founder of...'); probably the Latin original

2.     that Rhomos was the son of Odysseus and Circe and the founder of Rome

3.     That he had a twin brother probably derives from the variations in the spelling of the same name in Greek. Note: nothing is discarded! If there are variations in the name, it must mean that there were two individuals.

 III.            The Major Players in Italy in the first half of the first millenium BC.

                           A.            Italic peoples: known under various names (Samnites, Lucanians, etc.). Pastoral, semi nomadic peoples, primitive kingship/warrior bands (note the story of Romulus and early Romans).

                            B.            Etruscans: because the language appears to be a non Indo-european one, it has long been believed that the Etruscans migrated to Italy at some time, but from where? Herodotus suggests it was from Asia Minor (note tale of Tuscus). Whatever the origins the culture blossomed in Italy and was profoundly affected by artistic styles of the Aegean. In terms of urban planning, the Etruscans had a profound and lasting effect on Roman civilization.   Wall paintings from Tarquinia (1.); (2.); (3.); (4.); (5.); (6.); (7); (8); (9); (10)

                           C.            The Greeks. Traders arrived first seeking especially the iron of Etruria. Contact as far back as the Bronze Age, but with increasing intensity in the 8th Cent., leading eventually to formal colonies (primarily interested in agricultural land) in Italy (near Naples=Neapolis) in about 700. By 500, the various Greek colonies controlled all the important harbors and agricultural areas along the southern coast of Italy. Romans first encountered Greek culture through the Etruscans, but by 500 had established their own contacts.  The Greek colonies. Paestum (1.); (2.)

IV.            The Regal Period

                           A.            Earliest habitation on Palatine and Aventine hills (Romulus and Remus) with Capitol as 'Fluchtburg'; the death of Remus.

                            B.            Growth through asylum and the rape of the Sabine women.

                           C.            Stories of regal period center around

1.     the figures of the kings --as in other Indo-European societies, it was an elected monarchy-- and

2.     on the development of political and religious institutions

3.     on the expansion of the state against Etruscans and the Sabines

   V.            The significance of the legends

                           A.            The Romans had only a vague recollection of their most distant past. This uncertainty left ample opportunity for creative invention based on recognized principles of narrative/story-telling

                            B.            The Romans were themselves skeptical of this semi-historical tradition, but preserved it for patriotic and didactic purposes

                           C.            The historical core

1.     The very names of the kings and the stories about the Sabine women (Livy I 7ff.) and Etruscans confirm the fact of the 'racial' mixture of these three elements in early Rome. To be found in the archaeological record.

2.     There is good reason to believe that there was constant warfare (of the border raid variety) during this period. There was surely tension between the increasingly agrarian Romans and their more pastoral neighbors in the surrounding hills.

3.     The tension between king and aristocracy is duplicated in many Indo-European communities in the Mediterranean at this time. Note Livy I 15-6.

                            D.            The Romans also found it useful to use their legends in political controversies.   Aristocrats felt they must live up to the achievements of their legendary ancestors; Augustus, for example, felt that his Julian past, with the connection to Aeneas, Mars and Romulus provided justification for his unusual authority.