PS410: International Regimes
Ronald B. Mitchell
Website as of: Spring 2002

Course Home Page

Syllabus

Lecture Notes

Assignments

PS410/510: International Regimes:
How States Govern in an Anarchic World

Time: W 2:00-4:50 pm (Spring 2002)

Office Hours: W 10am-1pm by signup, & by appointment

Phone: 346-4880

Office: PLC-921;Course Room: Specialized Training Program 311

Email: rmitchel@uoregon.edu

Course web page: http://www.uoregon.edu/~rmitchel/regimes

Goals of course

Thousands of treaties and less formal types of international regimes address issues ranging from arms control, trade and economic affairs, human rights, and environmental problems. Indeed, regulation of the behavior of states through international agreements seems increasingly common. Even the briefest review of scholarship on treaties and interstate regulation quickly demonstrates, however, that we know very little about what are the best approaches to international regulation.

The anarchic nature of international relations poses challenges to states in their efforts to cooperate, creating incentives for states not to form regimes when doing so might be beneficial and causing them to renege on commitments after they sign them. Yet, considerable research shows that regimes sometimes do form to mitigate the "natural" anarchy of international relations and some regimes have been quite successful at getting states to adopt new behaviors that they would have been unlikely to adopt in the absence of a treaty’s requirements.

This course focuses on two major questions in international relations and international policy: why do some problems lead to regime formation and why do some international regimes prove effective while others do not? It approaches these questions from both theoretical and practical perspectives. The course seeks to engage the student in becoming theoretically sophisticated about what "regime formation" and "regime effectiveness" really are and the factors that influence them. In that vein, together we will learn, develop, and build on a model of factors such as interests, power, problem structure, situation structure, and contextual factors that influence regime formation and regime effectiveness. In a more practical and empirical vein, we will test theories put forth by various authors to see if they help explain cases of regime formation and of regime success and failure. Students will be urged to think about how their insights would help policy makers design more effective treaties.

Required books

Hasenclever, Andreas, Peter Mayer, and Volker Rittberger. 1997. Theories of international regimes. Cambridge, UK: Cambridge University Press. On sale at the bookstore and on reserve in the library.

Martin, Lisa L., and Beth A. Simmons, eds. 2001. International Institutions: An International Organization Reader. Cambridge, MA: MIT Press. On sale at the bookstore and on reserve in the library.

Additional readings may be provided and assigned during the course of the term.

Course Webpage: There will be a class web page (http://www.uoregon.edu/~rmitchel/regimes) that I MAY use to provide material relevant to the class. This is where you will find the syllabus, course assignments, etc.

Requirements and grading

Readings

No points, but all the other elements of the class and your grade will depend on staying abreast of the readings. The reading is not particularly heavy but I expect you to have it done completely and thoroughly before the relevant class.

Class participation (10%)

Complete all readings before class and actively participate in class discussions. Graded by me on a 100 point scale. This is a seminar in which I expect you to complete all readings before class and actively participate in class discussions. Students should identify the major ideas and issues raised by the reading to make class discussions engaging and interesting. Participation grades will be based on overall level of participation. Since all of us want active discussion, during the first class session we will agree upon a "regime" designed to increase the likelihood that students will do required readings before class. We will choose among three options: 1) four students randomly selected at the beginning of each class to briefly summarize the major argument in one of the day’s required readings, 2) "Odd" and "Even" teams of students assigned to alternating weeks at the beginning of the term, and I will call on anyone in the assigned team to summarize the major arguments in any of the readings, or 3) a different regime offered by students on the first day of class.

Abstracts (10%): 2 articles (5% each)

Regardless of the option chosen under class participation, twice during the term, each student must write (and distribute by the prior Monday via the class email list) a 1 to 2 page single space abstract of one articles for the next class session (i.e., you abstract a single article twice during the term). These abstracts should provide a summary of the key argument of the book or article. Those writing abstracts for a given day will be responsible for initiating discussion of the article or book which they abstracted. Your abstract must:

Summarize the authors’ arguments clearly

Identify any critiques of the argument you may have

Pose at least two questions to prompt class discussion

Examples of abstracts from World Politics and International Organization will be provided.

Takehome midterm examination (20%)

There will be a takehome midterm of 1500 words OR LESS. The precise form of the midterm will be provided a week in advance.

3 Paper-related Homework Assignments (20%): HW1: 4%; HW2: 8%; HW3: 8%

There are three homework assignments designed to build skills related to, and/or develop the argument of, your final paper for the course. Late assignments will lose 5 points per day after they are due.

20 page research paper (40%): Due by 5:00 PM – Friday, June 7, 2002 , at the Political Science Office (PLC, 9th floor). LATE PAPERS WILL NOT BE ACCEPTED!

Students will write a 20 page (double-spaced) research paper using one or more of the theories discussed during the term to explain the outcomes observed in a particular international problem or issue area. The basic form of the question the paper must ask is: "To what extent does this theory (or these theories) help explain the outcomes we observe in this issue area?"

Your paper should ask one of two basic questions addressed in the course. Either

a) CAUSES OF REGIME FORMATION: "what factors explain why this regime formed?" or

b) CAUSES OF REGIME EFFECTIVENESS: "what factors explain why this regime was effective at altering behavior?"

The paper must be analytic and explanatory, using evidence from your chosen issue area to evaluate the ability of a theory to adequately explain what we observe. Historical narratives and interesting, but non-analytic descriptions will not be accepted. We will spend time in class and office hours discussing the paper.

Note on Plagiarism:

This one’s simple: don’t do it. Don’t even think about doing it. Plagiarism is intellectual theft and violates the honor code. Exact quotes must have quotation marks and an appropriate citation. Paraphrases, even if not exact quotations, must have appropriate citations. Submitting a paper written by someone else, even if updated, constitutes plagiarism. If you have any doubts, give credit to the source. The act of plagiarism, regardless of intent, constitutes a violation of the honor code. The minimum penalty for plagiarism will be a failing grade for the course. Neither ignorance of this policy nor the lack of an intention to plagiarize will be considered a legitimate defense. If you have questions, see me before you submit the assignment.

Note on Cheating:

This one’s also simple: don’t do it either. There are so many ways to cheat, I cannot define and describe all of them. Cheating includes any violations of the Student Code of Conduct and anything else that involves presenting the work, words, or thoughts of others as your own. I want to grade your work on all assignments – when you hand in an assignment, make sure that everything in it is your own work. Otherwise, don’t hand it in. Again, the minimum penalty for cheating will be a failing grade for the course. Ignorance of this policy will not be considered a legitimate defense. If you have questions, see me before you submit the assignment.

 

 

PS410/510: International Regimes:
How States Govern in an Anarchic World

Introduction

Week 1 (April 3rd)

Treaty texts – to be handed out in class:

Convention On The Prohibition Of The Development, Production And Stockpiling Of Bacteriological (Biological) And Toxin Weapons And On Their Destruction (1972)

Declaration On The Elimination Of Discrimination Against Women (1967)

Southern Common Market (Mercosur) Agreement (1991)

Convention On The Prevention Of Marine Pollution By Dumping Of Wastes And Other Matter (1972)

Questions (to be answered during class in groups of 4-5 students per treaty):

Why did countries want to negotiate a treaty on this topic? What interests drove them to sign it?

Would you expect powerful or weak states to have been the major countries supporting this treaty?

What are the major requirements of the treaty?

What evidence would you collect to evaluate if this treaty was effective at accomplishing its goals?

Would you expect it to have been effective and, if so, would you expect its effectiveness to vary over time or across different countries?

Introduction to the Field of Regime Research

Week 2(April 10th)

Readings:

Hasenclever, Mayer, Rittberger: chs. 1, "Introduction" and ch. 2, "Conceptual issues."

Kratochwil and Ruggie, "International organization: a state of the art on an art of the state," in Martin and Simmons – use this chapter to identify research questions for your final paper.

Martin and Simmons, "Theories and empirical studies of international institutions," in Martin and Simmons – use this chapter to identify research questions for your final paper.

State Interests, Regime Formation, and Problem Structure

Week 3 (April 17th) – Homework #1 due

Readings:

Hasenclever, Mayer, Rittberger: ch. 3, "Interest-based theories."

Young, in Martin and Simmons.

Week 4 (April 24th)

Readings:

Martin, "Interests, power, and multilateralism," in Martin and Simmons.

Shanks, Jacobson, and Kaplan, "Inertia and change in the constellation of international governmental organizations," in Martin and Simmons.

Power and Conflict in International Regimes

Week 5 (May 1st) – Homework #2 due; Takehome Midterm handed out

Readings:

Hasenclever, Mayer, Rittberger: ch. 4, "Power-based Theories."

Alter, "Who are the ‘masters of the treaty’? European governments and the European Court of Justice," in Martin and Simmons.

Week 6 (May 8th) – Takehome Midterm due

Readings:

Gallarotti, "The limits of international organization: systematic failure in the management of international relations," in Martin and Simmons.

Smith, "The politics of dispute settlement design: explaining legalism in regional trade pacts," in Martin and Simmons.

Ideas and Knowledge in International Regimes

Week 7 (May 15th)

Readings:

Hasenclever, Mayer, Rittberger: ch. 5, "Knowledge-based Theories."

Finnemore, "International organizations as teachers of norms," in Martin and Simmons.

Barnett and Finnemore, "The politics, power, and pathologies of international organizations," in Martin and Simmons.

The Compliance Debate

Week 8 (May 22nd) – Homework #3 due

Readings:

Chayes and Chayes, "On compliance," in Martin and Simmons.

Downs, Rocke, and Barsoom, "Is the good news about compliance good news about cooperation?," in Martin and Simmons.

Week 9 (May 29th – to be rescheduled for different day)

Readings:

Mitchell, "Regime design matters: intentional oil pollution and treaty compliance," in Martin and Simmons.

Simmons, "The legalization of international monetary affairs," in Martin and Simmons.

Presentation of Student Papers

Week 10 (June 5th)

Readings:

Hasenclever, Mayer, Rittberger: ch. 6, "Conclusion."

Read abstracts of all students’ papers provided over email list prior to class.

DEADLINES

Date

Assignment

To be assigned

Write Article Abstract #1, email to class listserv, and Present Argument in class

To be assigned

Write Article Abstract #2, email to class listserv, and Present Argument in class

Wednesday, April 17

Homework 1: Proposal of Analytic Questions For Potential Paper Topics, with one paragraph for each proposed topic

Wednesday, May 1

Homework 2: 4 page draft of paper, including selecting research topic, identifying empirical "puzzle," and specifying theories to be used to explain puzzle

Wednesday, May 8

Takehome Midterm due at beginning of class

Wednesday, May 22

Homework 3: Initial Draft of Paper, at least 10 pages in length

Wednesday, May 29

Class will need to be rescheduled, probably to the evening of Tuesday, May 28.

Monday, June 3, 5 pm

Distribute an abstract of your paper to the rest of the class. We will either use a class email list or posting to the course website for this. On Wednesday, June 5, you will be expected to present your research to the class for 10 minutes.

Friday, June 7, 5pm

FINAL PAPER: NO LATE PAPERS WILL BE ACCEPTED!

 

This page created by:
Ronald Mitchell - rmitchel@uoregon.edu
Department of Political Science - http://www.uoregon.edu/~rmitchel
University of Oregon, Eugene, OR 97403-1284
Tel: 541-346-4880 - Fax: 541-346-4860
©Ronald Mitchell, 2002