Copyright (c) 2002 The Harvard Law Review Association Harvard Law Review
December, 2002
116 Harv. L. Rev. 649
LENGTH: 13541 words
REPLY: IN DEFENSE OF FOXES GUARDING HENHOUSES: THE CASE FOR JUDICIAL ACQUIESCENCE TO INCUMBENT-PROTECTING GERRYMANDERS
Nathaniel Persily*
*
Assistant Professor, University of Pennsylvania Law School. Richard Pildes,
Heather Gerken, Elizabeth Garrett, Pamela Karlan, Bruce Cain, John Hart Ely,
Richard Hasen, Phil Weiser, Michael Dorf, Seth Kreimer, Kristin Madison,
Cathy Struve, Polk Wagner, and Kermit Roosevelt provided helpful comments
on earlier drafts. I am also grateful for comments received at faculty workshops
at Rutgers-Camden, University of Miami, and University of Pennsylvania Law
Schools. Lauren Goldbeck, Christopher Seaman, and Amanda Segal provided excellent
research assistance and help producing the tables and graphs. Thank you also
to Sam Issacharoff for graciously agreeing to this exchange and to the excellent
Harvard Law Review editors who shepherded it to completion.
SUMMARY:
... In the wake of the closest presidential election in history, and in
an age of unprecedented partisan parity in the U.S. House of Representatives,
U.S. Senate, and state governments, few would fault the American political
system for its lack of competition. ... Incumbent control of the redistricting
process is cause for concern, argues Issacharoff, because such control allows
insiders to become entrenched by immunizing themselves from competition.
... A bipartisan gerrymander produces seats that are potentially competitive
in a primary election, and almost certainly so if an incumbent is not in
the race. ... Assuming, for the moment, that redistricting has caused the
lack of competition Issacharoff finds troubling, it would appear that incumbent
protection, rather than true partisan division of the political marketplace,
provides a better explanation for incumbent safety. ... Moreover, if competitiveness
concerns justify a prophylactic rule in the redistricting context, why would
the same not be true for all other aspects of the law of politics? If one
follows this logic, independent commissions should also be in charge of all
ballot access, ballot design, campaign finance, and voter registration laws,
to name just a few. ... It would seem that the prophylactic rule would ban
redistricting by "incumbent," "partisan," or "self-interested" actors. ...
TEXT: [*649]
Introduction
In the wake of the closest presidential election in history, and in an age
of unprecedented partisan parity in the U.S. House of Representatives, U.S.
Senate, and state governments, few would fault the American political system
for its lack of competition. And at a time when judges have become embroiled
in politics to an unprecedented degree, even to the point of deciding a presidential
election and drawing districts for dozens of legislatures, few would urge
courts to reread the Constitution so as to enlarge judges' role to
that of trustbusters of perceived political cartels. And when the most prominent
"independent" officials overseeing American politics in the last few years
have been Kenneth Starr, Katherine Harris, the Florida Supreme Court, and
the U.S. Supreme Court, few retain their faith in the notion of nonpartisan
supervision of elections.
Samuel Issacharoff is one of the few. His thoughtful and provocative article n1 urges courts to read the Constitution
to enforce a prophylactic rule that would have the effect of declaring all
current districting schemes unconstitutional because they were drawn by self-interested
decisionmakers. Two distinct benefits would flow from this jurisprudential
move, according to Issacharoff. First, nonpartisan redistricting would lead
to increased intradistrict electoral competition, which in turn would lead
to greater responsiveness and accountability in government. Second, by adopting
a prophylactic rule that deems all purposeful redistricting suspect, the
Court would put an end to the racialization [*650] of political redistricting
fights resulting from partisan actors' seeking judicial redress through the
limited tools of the uncertain Shaw doctrine n2 and the Voting Rights Act.
n3
I disagree fundamentally, but I hope respectfully,
with almost every aspect of Issacharoff's argument. First, I disagree with
his definition and his assessment of the problem he wishes to solve. By focusing
on incumbent reelection rates and margins of victory, Issacharoff ignores
evidence both of intense competition for control of legislatures and of remarkable
levels of legislative turnover. Second, to the extent incumbents have unfair
and growing advantages over challengers, redistricting is not to blame. We
know this because statewide elections unaffected by redistricting, such as
elections for governor and U.S. Senate, have shown parallel growth in rates
of incumbent reelection. Third, the creation of safe seats, the principal
target of Issacharoff's ire, is neither inherently undesirable nor easily
avoidable. Although intradistrict partisan competition may suffer from bipartisan
gerrymanders, representation may be the beneficiary. There is no a priori
reason to prefer a districting system that produces many competitive races
over one that produces proportional representation. In fact, given that competitive
districts may lead both to greater power for the ideologically centrist,
median voter and to almost half of the voters' being unhappy with their representative,
there is good reason to consider safe districts preferable from the standpoint
of democratic theory. Moreover, states have legitimate interests in sending
a congressional delegation to Washington that has the greatest possible seniority
and in keeping experienced legislators in state government. Fourth, redistricting
by politically insulated commissions, the alternative that Issacharoff would
have the courts force upon state governments, is both undesirable in theory
and difficult to create in fact. If our experience with independent counsels
or with those overseeing the 2000 election debacle did not dispel the myth
of nonpartisan oversight of politics, an analysis of current redistricting
commissions and the Federal Election Commission should. Indeed, the whole
enterprise of expanding or reconceptualizing judicial authority in the political
sphere to include a role as trustbuster of political cartels is fraught with
problems. If anything, recent experience argues in favor of a judicial retreat
from the political thicket.
[*651]
I. Gerrymandering, Political Markets, and the Law of Democracy
Through casebooks and dozens of articles, Professor Issacharoff and his frequent
coauthors, Pamela Karlan and Richard Pildes, have helped craft the new field
of study they have termed "The Law of Democracy." n4 Although the Supreme
Court's decision in Bush v. Gore n5 may have brought the field into the spotlight,
the issues of voting rights, redistricting, campaign finance, political parties,
and regulation of the ballot had been the source of considerable, even if
disconnected, study for some time. Now a clearly defined discipline straddling
constitutional and statutory law has emerged to sew together these related
topics of access to political power and organization of the political process.
Recently,
thanks largely to Issacharoff and Pildes's work, n6 attention in the field
has shifted from a discussion of rights of participation and political access
to an analysis of the background structures and organization of the electoral
system. Most notably, the debate has revolved around the desirability of
a jurisprudential shift away from rights-based analysis toward an emphasis
on electoral competition. n7 In his [*652] contribution here, Issacharoff
provides the most concrete application of the political markets paradigm
n8 to date, arguing that competitiveness concerns warrant judicial invalidation
of all purposeful redistricting. He should be applauded for sticking his
neck out so far, if for no other reason than that he forces us to analyze
both the underlying purposes of districted elections and the data on competition
throughout the American electoral system.
Although
I find so much of the competition argument problematic, this admirable strategy
of finding a way out of the Shaw morass, if successful, might warrant adoption.
The incoherence of the Shaw doctrine and its natural consequence, acting
alongside the Voting Rights Act, of forcing partisan conflict to be expressed
as racial conflict led to racially charged litigation that forced courts
to wallow in the political thicket for the past ten years. If a prophylactic
rule could curtail judicial involvement in redistricting, that single benefit
might outweigh the costs. I have my doubts as to whether Issacharoff's proposal
would achieve that goal and whether the current round of redistricting litigation
will be similar to the last. n9 Nevertheless, I would celebrate this proposal,
despite its drawbacks, if it could reverse the trend Issacharoff and I find
troubling.
Most would criticize Issacharoff's
argument, as well as the political markets approach more generally, on the
grounds that it is completely disconnected from the text of the Constitution. I would join in that chorus, but this response seeks to argue against Issacharoff on his own terms. Moreover, reading the Constitution
to require nonpartisan redistricting may not require as radical a departure
from current constitutional interpretation as one might suspect. If the Court
chose to combine its analysis in the Shaw line of cases with its analysis
in the patronage cases, n10 then it would achieve a constitutional rule of
decision [*653] preventing partisanship from being the predominant factor
in the creation of a district. n11
Of course,
the Supreme Court's decisions in Gaffney v. Cummings n12 and the most recent
Shaw case, Easley v. Cromartie, n13 make adoption of this theory unlikely.
Gaffney, which preceded most of the patronage cases, specifically upheld
the creation of safe seats based on a theory of partisan fairness. n14 And
Easley, as Issacharoff notes, established redistricting based on incumbent
protection or rank partisanship as a safe harbor from a Shaw claim. In other
words, when confronted with the charge that race motivated the creation of
a district, a jurisdiction can defend itself by saying that zealous attention
to partisanship and incumbent protection, rather than race, was the real
cause of the district's shape. This is the problem that Issacharoff takes
as his point of departure, initiating a quest toward the destination of taking
politics out of the redistricting process.
II. Defining the Problem and Determining its Existence
Incumbent control of the redistricting process is cause for concern, argues
Issacharoff, because such control allows insiders to become entrenched by
immunizing themselves from competition. This entrenchment or immunity from
the competitive pressures of a healthy democracy is revealed in the high
rates of incumbent reelection and large margins of victory in races for state
legislature and the U.S. House of Representatives. Concentrating on district-level
competition, however, distracts attention from abundant evidence of competition
in the political system as a whole. More importantly, to the degree that
a fear of incumbent entrenchment drives this approach, high rates of legislative
turnover show that fear to be unfounded.
[*654]
A. In Search of Entrenchment
As a threshold empirical matter, whatever the problems from noncompetitive
districts, incumbent entrenchment is not one of them. From Issacharoff's
account, one might think that, once elected, incumbents become planted in
office for perpetuity. In reality, there has been steady and significant
turnover both in Congress and in state legislatures - a quite healthy level
of "ritual cleansing" n15 despite bipartisan gerrymanders. As Figure 1 demonstrates,
about 10% to 20% of the membership of the U.S. House of Representatives has
changed in each election over the past thirty years. In fact, it was in the
1992 election - just after the last spate of incumbent-protecting gerrymanders
- that the House experienced its largest turnover in recent memory, as more
than one quarter of the House membership (110 representatives) was elected
for the first time. As Figures 2a and 2b depict, only about one third of
the current House membership was in office a decade ago. Turnover is even
greater at the state legislative level. Term limits in seventeen states have
ensured that the entire legislative membership will be replaced over the
course of a decade, n16 and even in some states without term limits, turnover
has exceeded 30%. n17
Figure 1. Turnover in Membership, U.S. House of Representatives, 1970-2000 n18
[SEE FIGURE IN ORIGINAL] [*655]
Figure 2a. Year of First Election for Current Members of the U.S. House of Representatives n19
[SEE FIGURE IN ORIGINAL]
Figure 2b. Year of First Election for Current Members of the U.S. House of Representatives n20
[SEE FIGURE IN ORIGINAL] [*656] Are these rates of turnover so low that
they demand judicial intervention for further "ritual cleansing" n21 - or,
one might say, ritual sacrifice? Is there really a problem when one third
of the House of Representatives has experience and an institutional memory
that lasts a decade? Of course, Issacharoff, like most observers, would probably
consider turnover due to voluntary retirement and death as qualitatively
different from that due to losses in competitive elections: current rates
of House turnover may equal historic rates of turnover in the Politburo,
but both had their deficiencies from the standpoint of democratic theory.
I deal with this philosophical problem in greater detail below. n22 For now,
suffice it to say that representatives in American democracy, unlike in authoritarian
regimes, are replaced through a competitive democratic process at some point,
and they retain their legitimacy by subjecting themselves to frequent elections.
Moreover, retirements are often a response to competitive pressures: weak
or threatened incumbents are the ones most likely not to seek reelection.
n23
Of course, one can define entrenchment,
like competition, in different ways. Rather than focusing on competition
at the district level, one could focus on competition at the level of control
of state legislatures. One may have thought that bipartisan gerrymanders
have produced a certain partisan stasis in government: that homogeneous districts
may turn over, but that the constricting, anticompetitive influences of bipartisan
gerrymanders have frozen partisan control and composition of the legislature.
Indeed, I would argue that this measure - the frequency of changes in control
of the legislature rather than intradistrict competitiveness - is actually
a more relevant measure of competitiveness and entrenchment. After all, if
the object of this inquiry is to arrive at a set of rules that produces "accountability
to shifting voter preferences" n24 and an accurate translation of majority
will, then the real question is whether control of the legislature changes
in response to changes in the electorate. As it turns out, despite the widespread
use of incumbent-protecting gerrymanders, about 13% of the houses in state
legislatures change hands with each election. n25 True, there are some legislatures
that never change hands, principally in those states where the partisan balance
in the electorate dramatically [*657] favors one party. Yet the 1990s was
a decade of remarkable competition for control of state legislatures.
Figure
3 displays the rate of turnover of state legislative houses over the last
sixty years. In the 1990s, on average, eight state senates and six state
houses changed hands in each election. Indeed, even in the first election
after the 1990 redistricting, eight state houses and twelve state senates
changed hands. And in the election following that one, twelve state houses
and nine state senates changed hands. By the end of the decade, twenty-nine
states had experienced a switch in control of one or the other of their state
legislative houses. n26
Figure 3. Changes in Party Control of State Legislatures, 1940-2000 n27
[SEE FIGURE IN ORIGINAL]
Although the aggregate partisan effects of gerrymanders are not Issacharoff's
principal concern, they might be for a judge who takes his advice and assumes
the role of political trustbuster. Neither the political markets paradigm
nor the proposed prophylactic rule would be confined to incumbent-protecting
gerrymanders: duopolistic [*658] division of district-level election markets
is not inherently different from monopolistic control of a legislature. If
one party systematically thwarts majority will through crafty linedrawing
that eliminates the prospect of competition for control of the legislature,
a judge following the antitrust model would still intervene to eliminate
barriers to fair competition. A dominant political party that uses its linedrawing
power to eliminate representation of its competitor is not wholly unlike
an operating system developer that uses its market position to eliminate
competitors in the Internet browser market, for example. Or perhaps more
to the point, the economic markets analogy fits as well or as poorly to partisan
monopolistic behavior as it does to bipartisan duopolistic behavior. Although
bipartisan, rather than partisan, gerrymanders provide the impetus for Issacharoff's proposal, his prophylactic rule would prevent both. n28
B. The Vanishing Marginals and Incumbent Safety
Although conceived as an argument against entrenchment and in favor of responsiveness
and accountability, the markets position as applied to gerrymandering is
really about incumbent safety. Issacharoff is chiefly concerned with creating
conditions under which incumbents are more likely to lose or, at least, less
likely to win by large margins. n29 Incumbents are "entrenched," under this
view, because when they decide to run, they almost never lose. His argument
builds on the evidence marshaled by a group of scholars over the past thirty
years who have observed that the number of marginal districts (that is, districts
where a candidate wins the general election by less than ten percent or twenty
percent) has steadily declined and the rates of incumbent reelection have
increased. n30 Although the data are incontrovertible, the [*659] story
that underlies them is much more complicated than first appearances might
suggest.
First, high rates of incumbent reelection
present a biased description of incumbent invincibility based on the incumbents
who seek reelection. This approach ignores the fact that vulnerable incumbents
often resign when they face tough challenges. One of the reasons incumbents
"win big" is that popular incumbents are the ones who seek reelection and
deter potentially strong challengers from running. n31 What appears at first
glance to be incumbent entrenchment is partly explained as self-selection
by risk-averse candidates. n32 Conversely, high-quality challengers often
bide their time until a seat becomes open or an incumbent becomes vulnerable.
n33 Thus, popular incumbents rarely square off against the types of candidates
who might pose a credible threat and gain close to half the vote.
Second,
a district's "marginality" does not necessarily indicate its competitiveness:
the safety of a seat in one year may not be determined by the electoral margin
in previous years. In other words, an incumbent who wins by twenty percent
in one election is truly "safe" only if she can expect to win by such a margin
in the next election. Political scientist Gary Jacobson, in The Marginals
Never Vanished, argued that interelection vote swings had gotten larger in
the 1970s and thus, incumbents who won by large margins in one election were
not necessarily [*660] safe for the next election. n34 Although the argument
may be less accurate for later decades, n35 the empirical evidence of incumbent
behavior continues to suggest, in Tom Mann's words, that incumbents feel
"Unsafe at Any Margin." n36 In other words, incumbents behave as if their
growing margins of victory do not indicate that their seats are safe. Or
to put it differently, there is no evidence for Issacharoff's suggestion
that safe districts have produced unresponsive representatives. As Stephen
Ansolabehere, David Brady and Morris Fiorina explain:
Whatever
the reasons, an incumbent's margin in the previous election is not as good
an indicator of prospects in the next election as it once was. Thus, the
electoral uncertainty facing incumbents has increased. Consequently, they
are going home more frequently, allocating increasing resources to the district,
and in myriad ways "working" their constituencies ... . There is simply no
evidence that larger election margins have made today's incumbents less responsive
to their constituencies than were those of yesteryear. n37
This
continuing responsiveness of elected officials provides one of the answers
to Issacharoff's hyperbolic comparison of bipartisan gerrymanders to the
elimination of elections. n38 Even admitting, as one must, that redistricting
by partisan officials allows them to skew the outcomes of elections, self-interested
gerrymanders do not remove elections' "after-the-fact capacity to vote [incumbents]
out of office." n39 Voters are still capable of casting votes based on the
retrospective judgments of incumbent performance, and the threat of a serious
challenge or removal remains to keep incumbents honest, so to speak. Indeed,
one might ask why incumbents spend so much time raising money for their campaigns
if they are in a position truly comparable to representatives installed by
an enlightened despot who has properly assessed the preferences of the citizenry.
[*661]
C. Gerrymanders, District Composition, and Competition
To understand additional empirical and theoretical problems in the markets
approach to redistricting, it might be useful to step back a moment and identify
with greater specificity the types of gerrymanders that Issacharoff finds
troubling. Issacharoff views two different, but overlapping, categories of
gerrymanders as threats to electoral competition: bipartisan gerrymanders
and incumbent-protecting gerrymanders. Bipartisan gerrymanders divide a state
into politically more homogenous constituencies with districts that heavily
favor either the Democrats or Republicans. Incumbent-protecting gerrymanders,
as their name suggests, consist of districts drawn to favor their respective
incumbents. Issacharoff puts forth good normative arguments against both
types of gerrymanders, n40 but the differences between them help illustrate
some logical and empirical difficulties with his position and proposed remedy.
First,
consistent with the antitrust metaphor that drives his argument, Issacharoff
urges courts to view with suspicion any division of the political marketplace
by the two dominant parties - that is, bipartisan gerrymanders. Because bipartisan
gerrymanders create safe seats for one or the other party (irrespective of
the particular representative who might benefit), they stifle competition
in the general election by calibrating the district's partisan composition
so that one party's nominee will be much more likely to win. Of course, this
focus on general election competition, like the concern with incumbent reelection
rates, ignores competition in primary elections. It is worth noting that
thirty-one members of the current Congress received less than 60% of the
vote in their last primary election. n41 And in the 1992 primaries - the
first conducted after the last redistricting - ninety-three districts held
primaries where the winner garnered less than 60% of the vote, and in seventy-eight
of those districts, the victor won the primary with 55% of the vote or less.
n42 Furthermore, some of the most hotly contested races in 2002 occurred
in primary elections. n43 There is no obvious reason why competitive primaries
would not produce the [*662] same advantages of responsiveness, accountability,
and "ritual cleansing" that Issacharoff attributes to competitive general
elections.
The data on primary elections also
highlight a theoretical problem with Issacharoff's argument that might become
clear if we ask what appears at first to be a stupid question: why are pure
Democratic or Republican districts - the alleged product of cartel-controlled
gerrymanders, according to Issacharoff - "noncompetitive"? The obvious answer,
as stated above, is that districts so skewed toward advantaging one party
give the typical nominee from the out-party almost no chance of winning the
general election. But there is nothing inherent in a politically skewed or
homogeneous district that makes it noncompetitive. Although Issacharoff's
definition of competition is somewhat elusive, it would seem that a competitive
district is one with an electorate likely to be closely split between two
candidates. That probability is not defined by the partisan composition of
the electorate, per se, but by the chance that two candidates of equal appeal
and resources will emerge to compete. A bipartisan gerrymander produces seats
that are potentially competitive in a primary election, and almost certainly
so if an incumbent is not in the race. n44 Issacharoff provides other objections
to bipartisan gerrymanders - that they polarize the two parties and leave
the median voter unrepresented - that have nothing to do with competition,
per se, and are considered later in this section.
This
brings us to the second type of gerrymander that troubles Issacharoff: the
incumbent-protecting gerrymander. Some incumbent-protecting gerrymanders
are also bipartisan gerrymanders, but they operate under a different principle:
namely, to keep the district safe for a particular person. Although such
districts are often also drawn to favor the party of the incumbent, in my
experience they just as frequently operate under a "least-change" principle.
In other words, incumbents try to keep their districts as intact as possible,
based on the theory that "if it ain't broke, don't fix it": if the districts
have elected them before, they are likely to elect them again. Perhaps the
greatest advantages of incumbency are name recognition and a history of constituent
work and often favorable news coverage in a given area. Because new voters
added to an incumbent's district have had less exposure [*663] to the incumbent,
a campaign would need to spend substantial resources to educate these new
voters about the incumbent's record. n45
So
which type of gerrymandering predominates, and what does this say about the
inherent competitiveness of congressional districts? Figure 4 breaks down
congressional districts according to their levels of competitiveness in the
1992, 1996, and 2000 presidential elections. It demonstrates that a large
share, perhaps a majority, of the districts might be considered competitive.
Districts labeled competitive are ones in which the presidential candidate
won the district by less than 10% of the vote; in marginal districts the
winner won by between 10% and 20% of the vote; and in safe districts the
winner won by over 20% of the vote. n46 The data reveal two interesting and
relevant findings. First, congressional districts in the 1990s appear much
more competitive than an analysis of congressional election returns suggests.
If the political parties were colluding to divide up the political market
into politically lopsided constituencies, we would not expect to find so
many close races based on the presidential vote. Almost half the districts
(204) were competitive in the first election after the 1990 redistricting,
and three-quarters (326) were either competitive or marginal. Even at the
end of the redistricting cycle, about 28% (122) were competitive and more
than half (256) were competitive or marginal. This presents a second notable,
even if inexplicable, finding: the number of competitive districts shrank
as the effect of redistricting receded into the past. If bipartisan gerrymanders
were as dominant as Issacharoff thinks they are, elections closest to the
redistricting cycle should be the least competitive, not the most competitive,
throughout the decade. As [*664] the political composition shifts with
the demographic transformation of a district over time, one would expect
districts to become less politically homogenous, not more so. The opposite
appears to be true.
Figure 4. Competitiveness of Congressional Districts According to Presidential Election Results, 1992-2000 n47
[SEE FIGURE IN ORIGINAL]
Assuming, for the moment, that redistricting has caused the lack of competition
Issacharoff finds troubling, it would appear that incumbent protection, rather
than true partisan division of the political marketplace, provides a better
explanation for incumbent safety. If most districts were inherently uncompetitive,
we would expect to see lopsided results across different types of elections.
Furthermore, the data suggest that Issacharoff's concern for the disenfranchised
median voter is unfounded. When stripped of the incumbency advantage flowing
from the popularity of a particular incumbent, many districts in the 1990s
were, in reality, more evenly balanced between Republicans and Democrats
than the congressional election results would indicate. In any case, as the
next section explains, the foundational assumption that gerrymandering is
responsible for the rising safety of incumbents is problematic.
III. Is Gerrymandering to Blame for Lack of Competition and Growth of Incumbent Safety?
After parsing the empirical evidence, we are still left with the indisputable
fact that incumbents almost always win big in general elections [*665]
when they choose to run. For the political markets critique of gerrymandering
cartels to succeed, however, critics should be able to demonstrate that incumbent-protecting
gerrymanders are a significant cause of incumbent safety. The evidence supporting
this causal relationship, which seems so patently obvious, is difficult to
find. In the most remarkable sentence in his article, Issacharoff suggests
that his argument "does not rise or fall" on proving that gerrymandering
causes the problems his prophylactic rule seeks to remedy. n48 That suggestion
is as baffling as one made by a doctor who recommends gall bladder surgery
to cure a patient's brain tumor. If gerrymandering is not a significant cause
of the alleged anticompetitiveness problem, why should we rewrite redistricting
law in order to solve it?
The first piece of
data that undermines this causal relationship comes from the high reelection
rates of incumbents in statewide races, such as those for the U.S. Senate,
which are unaffected by redistricting. Although such races tend to be more
competitive (that is, margins of victory tend to be lower), in the last decade
incumbent U.S. Senators have fared about as well as House members when they
have run for reelection. n49 If bipartisan gerrymanders were to blame for
incumbent safety, then we would expect reelection rates in the House to be
much higher than in the Senate. As Table 1 reveals, in the past decade the
rates were comparable: on average, about 90% of Senators and 95% of House
members who sought reelection won. Recent research on elections for governor
and other statewide offices similarly unaffected by redistricting, such as
Attorney General, has shown incumbency advantages sometimes even exceeding
those for House incumbents. n50
[*666]
Table 1. Rates of Incumbent Reelection, U.S. House and Senate, 1990-1998 n51
[SEE TABLE IN ORIGINAL]
Historical evidence also casts doubt on the hypothesis that gerrymandering
caused the increase in incumbent safety. In the first round of redistricting
following the Court's one-person, one-vote rule, political scientists began
noticing an increase in incumbent reelection rates. Many blamed redistricting.
n52 Soon after, however, analysts recognized that those states that redistricted
did not have higher rates of incumbent reelection than those that did not
undergo redistricting. n53 And other political scientists noticed that the
number of marginal districts had been continually dropping since 1896 or
1932, n54 indicating that the introduction of decennial redistricting could
not be to blame. The list of possible causes for the growth of the incumbency
advantage is quite long. It includes the rise of candidate-centered politics,
the increased use of the perquisites of office (such as porkbarreling, the
franking privilege, credit claiming, and casework), and rising campaign costs
that inhibit effective challengers. n55 Gerrymandering, while still a contributing
factor, is quite far down on the list.
[*667]
It is worth asking whether Issacharoff would have judicial trustbusters target
these other, more important, aspects of the incumbency advantage. After all,
if the judicial role should morph from rights protector to competition referee,
there is no reason to think these other factors that certainly contribute
to entrenchment should be immune from judicial scrutiny. If promoting competition
becomes the mantra for judicial intrusion into politics, we should expect
judges to strike down our campaign finance system and the franking privilege,
for starters. Perhaps free air time for challengers would be constitutionally
required as well. Moreover, if competitiveness concerns justify a prophylactic
rule in the redistricting context, why would the same not be true for all
other aspects of the law of politics? If one follows this logic, independent
commissions should also be in charge of all ballot access, ballot design,
campaign finance, and voter registration laws, to name just a few. In each
of these contexts, the two parties can do much more to inhibit effective
challenges to their duopoly than they have done through gerrymandering. Issacharoff
contends that courts could distinguish between "enabling rules that define
the engagement and restraining rules that are designed to frustrate challenge."
n56 Yet if the markets paradigm can be used to justify a complete reformulation
of redistricting law, despite the highly debatable empirical basis for doing
so, there is no reason to think this approach leads to "confined yet effective
court oversight to guard against conduct that frustrates democratic accountability."
n57
IV. In Defense of Insider Self-Dealing in the Redistricting Process
Professor Issacharoff wonders how the case could possibly be made for incumbent
control of the redistricting process. As he puts it, "once we accept that
the process of redistricting is subject to manipulation, what possible legitimacy
can there be for giving control over the process to those who are most likely
to abuse it?" n58 One need not merely argue that incumbents are the lesser
or equal of all evils, as I do in the discussion of redistricting commissions,
n59 to arrive at a satisfactory answer. Bipartisan and incumbent-protecting
gerrymanders have much to commend them.
[*668]
A. Representation Versus Competition
The first advantage is the one that the Gaffney Court found legitimate: bipartisan
gerrymanders often produce proportional representation. n60 When the parties
divide a state into politically homogeneous constituencies, the composition
of the legislature is more reflective of the underlying partisan composition
of the electorate. In contrast, a districting scheme that seeks to maximize
district-level partisan competition could lead to a legislature wildly unrepresentative
of the partisan preferences of the state's population. n61
A
simple example illustrating the worst-case scenario helps prove this point.
In a state with a voting population equally divided in its loyalties, the
procompetition redistricter would create as many districts as possible in
which Democrats and Republicans each constitute 50% of the district population.
Under such conditions, the slightest shift in voter preferences would lead
to a landslide victory for one of the parties. If, for example, a presidential
winner has coattails that shift 5% of the vote to his party, then that party
could win almost 100% of the seats in the legislature, despite the fact that
45% of the voters voted for the opposition. This, I believe, is what the
Gaffney Court meant when it said that a "politically mindless approach" could
produce "the most grossly gerrymandered results" n62 - a statement that Issacharoff
finds deeply troubling. n63
To put the point
more plainly, maximizing competition at the district level is not the same
as maximizing "consumer welfare" n64 in the economic sphere. Quite the contrary.
A system that seeks to maximize district-level competitiveness promises to
make the greatest number of voters unhappy with the outcome of the election.
To use Issacharoff's analogy, n65 such a districting scheme would force all
the Coke drinkers in a district to swallow Pepsi. In a highly competitive
district, nearly half the voters will have voted for the loser.
The
state's interest in accurate or proportional representation could also be
reformulated as an interest in diversity. Issacharoff worries that bipartisan
gerrymanders have "left behind ... droves of median voters" - that is, the
ideologically centrist voters who will cast tie- [*669] breaking votes
between two equally matched candidates in a general election. n66 As an empirical
matter, the data on presidential elections in the 1990s should allay his
fears because most districts cannot be consistently described as politically
lopsided. n67 Moreover, the suggestion that gerrymandering has caused the
observed polarization of the parties in the House of Representatives falls
victim, once again, to the comparison with the unredistricted U.S. Senate,
which has exhibited similar polarization among its members. n68 Although
I might agree that such polarization is a problem, as a theoretical matter
politically heterogeneous districts, which give greater voice to the median
voter, are not clearly superior to politically homogenous ones. Competing
for the median voter naturally draws candidates and parties toward converging
ideological positions, blurring their differences in order to capture the
voter in the middle. n69 As a result of such convergence, the parties become
more alike and, in the end, voters have less real "choice." Ironically, the
single-minded focus on competition has the consequence of undermining what
I thought was one of the purposes of the political markets approach to begin
with: to promote a vibrant debate among parties of differing views. n70 A
districting strategy that forces parties to compete for centrist, independent
voters undermines political diversity at the legislative level, homogenizes
the two parties, and misrepresents the underlying population. n71
[*670]
B. Popular Incumbents: A Sign of Market Efficiency or Breakdown?
A related point to the previous one is that bipartisan gerrymanders are desirable
precisely because they tend to give the voters what they want: a candidate
closer to their ideological preferences. As much as the public may hate Congress
as an institution, voters tend to love their individual representatives.
That, in the end, is the principal reason incumbents get reelected - because
they are popular. As Tables 2 and 3 depict, over the last twenty years 46%
of Americans on average disapproved of Congress, but only 10% on average
disapproved of their own member of Congress.
Table 2. Percent Approval of Performance of Congress, 1980-2000 n72
[SEE TABLE IN ORIGINAL]
Table 3. Percent Approval of Congressional Incumbents Running for Reelection, 1980-2000 n73
[SEE TABLE IN ORIGINAL]
The drive to increase the number of unsafe seats has the intended consequence
of increasing membership turnover (despite the empirically questionable need
to do so). Those who draw more competitive districts hope that high-quality
challengers will enter the race, put up a fight, and perhaps unseat otherwise
entrenched incumbents. Or to [*671] put it a different way, the competitiveness
maximization strategy seeks to limit the opportunity for long-term relationships
to form between representatives and the represented. There is something inherently
suspicious, under this view, about a cozy and comfortable relationship between
an incumbent who easily trounces challengers and a constituency that wants
him or her to stay forever.
From the voters'
point of view, however, this system is far preferable to one that threatens
to change representation every few years. Voters develop relationships with
their representatives. Long-term representatives have a chance to learn about
and understand the unique problems of their districts and to pursue legislation
that remedies those problems. To voters, "entrenched" representatives are
the ones who know the most about them and can do the most for them. To put
it in the economic terms of the markets paradigm, the "quality" of at least
one political product - namely, representation - is not necessarily improved
by competition. On the contrary, novice representatives are likely to be
systematically inferior to "entrenched" representatives when it comes to
the effective representation of their constituents' views.
Moreover,
at least where congressional elections are concerned, a state has a truly
compelling interest in sending the most senior delegation to Washington that
it can. Power in the House of Representatives - committee chairmanships,
party and House leadership positions - falls largely along lines of seniority.
Because senior incumbents are able to serve their state in ways freshmen
cannot, a state that threatens its incumbents threatens its own interests.
One might respond that seniority is endogenous to the current system and
a nationally applied prophylactic rule would merely treat all incumbents
the same, such that no state would be hurt by a reduction in seniority across
the board. However, the move toward procompetitive nonpartisan districting
would have a disparate impact on certain states based on the degree of partisan
division in the underlying population. Incumbents in states with electorates
highly skewed in favor of one party, such as Massachusetts or Utah, will
be safer and likely will have more senior representatives than ones where
the creation of competitive districts would come about more "naturally."
C. Redistricting and Governance
A myopic focus on competition not only undervalues representation, it also
ignores the relationship between districting and governance. The process
of choosing representatives is about more than mere translation of preferences
or even a battle of ideas; it is about selecting individuals who will administer
the government. Although we tend to think of administration as an executive
responsibility, administration [*672] of the legislature is of comparable
significance from the standpoint of governance.
Whether
the area of concern is the budget or foreign affairs, effective policymaking
requires experience. A system of representation intentionally biased against
the cultivation of experience undermines the institution of the legislature
and weakens it vis-a-vis the other branches of government. The literature
on the effect of term limits on state legislatures supports this proposition.
n74 The process of "ritually cleansing" incumbents dumbs down the legislature,
and the administration of the legislature as an institution can suffer. Those
left with power and expertise are unaccountable, "entrenched" staffers and
lobbyists, who are the only ones with significant institutional memory. n75
The
separation of powers is relevant to this inquiry for an additional reason.
If the motivation for increasing district competitiveness is a perceived
lack of responsiveness to shifting majority preferences, then one might ask
whether the basis of representation for the executive and legislature should
be the same. On the state level, gubernatorial elections are designed to
be directly responsive to shifts in preferences among the state majority.
A good argument can be made that the legislature should not be responsive
to the identical shifts that would influence a gubernatorial election. The
very act of splicing a state into districts assumes that constituency-based
representation is different from majoritarian representation. So long as
the state's majority has its advocate in the executive, is it necessarily
true that the state's majority should control the legislature as well?
This
is a more controversial suggestion than the ones that precede it, and I would
not push it too far. But it strikes to the core assumption in this debate:
that there is something inherently wrong with a legislature that fails consistently
to reflect and transmit the changing preferences of a state's majority. n76
This assumption, which has existed since the original one-person, one-vote
cases, considers the legislature [*673] and its basis of representation
in isolation. But when one admits that the chief executive protects the interests
of the state's majority, is it really so important for the legislature to
be equally responsive to majoritarian pressures? Modern Madisonians might
argue that a small dose of legislative entrenchment - especially when turnover
still remains at around 15% per year - is a moderating force on a system
that might otherwise be responsive to fleeting majoritarian pressures.
V. Getting the Politics Out of Politics: Prophylactic Rules and the Quixotic Quest for Nonpartisan Redistricting
In an attempt to argue against Issacharoff on his own terms, I have resisted
until now the temptation to attack what many will consider the most controversial
part of his argument: the requirement of a prophylactic rule under which
judges would hold "redistricting conducted by incumbent powers [to be] constitutionally
intolerable." n77 This intentionally provocative, even if unrealistic and
textually unhooked, proposal forces us to consider whether nonpartisan regulation
of politics is desirable or even possible. It also challenges us to think
of exit strategies from the current incoherent world of redistricting litigation.
n78
A. Porous Prophylactics and the Search for Redistricting in the Public Interest n79
No one should fault Issacharoff for his quest to extract the courts from
the political thicket of redistricting. As mentioned above, if this strategy
would lead to less judicial involvement in redistricting, there would be
much to commend it. n80 As with all rules of decision in this area, however,
what appears at first to be an escape hatch is, upon reflection, a trap door.
This prophylactic rule, to the extent I understand it, may only add to the
number of potential causes for judicial involvement in the redistricting
process. Nonpartisan or disinterested [*674] redistricting is as loose
a standard as "corruption," n81 "race [as] the predominant factor," n82 or
even "intent of the voter." n83
It is important
to be clear at the outset about what this rule of decision would actually
be. Issacharoff does not provide the equivalent of Miranda warnings, and
perhaps that would be too much to ask for in this initial presentation of
the idea. Given that automated districting, blue-ribbon commissions, and
retired judges would pass the test, n84 we can get a general sense of what
might be permitted and prohibited by the prophylactic rule. However, if this
rule is to remedy the current constitutional confusion governing redistricting
rather than add to the numerous causes of action that losing parties can
employ to throw redistricting into the courts, it must be clear as to what
qualities in decisionmakers would disqualify them from exercising legitimate
redistricting authority.
It would seem that
the prophylactic rule would ban redistricting by "incumbent," "partisan,"
or "self-interested" actors. It would presumably bar a legislature from redrawing
a state's congressional districts, even though under such a system neither
the relevant incumbents nor self-interested actors draw the lines. The problem
with such a system, which after all is the dominant one used for congressional
districts, would appear to be the close linkage, based on partisanship, between
those in charge of the redistricting process and those whose fates will be
determined by it. Thus, it is important to understand that Issacharoff's
concern is not limited to self-interested or insider behavior in the limited
sense, but applies to officials who will likely act on their preferences
as to which party or which candidates should benefit from proposed redistricting.
The
first criticism of this proposal is an obvious one: it is almost impossible
to design institutions to be authentically nonpartisan and politically disinterested.
To return to the examples that began this response, all the high-profile
participants in the 2000 election fiasco seemed partisan, and few would suggest
that the investigation leading to President Clinton's impeachment was conducted
by an independent counsel in the way Issacharoff conceives it. Whoever draws
the lines must get authority from somewhere - the person will either be appointed
or elected. Elected officials, as former Florida Secretary of State Katherine
Harris demonstrated, are almost certainly conflicted. And appointed officials
will be beholden to those appointing them or at least selected because their
intentions are well-known.
[*675] Experience
with the Federal Election Commission (FEC) and with state redistricting commissions
confirms these initial suspicions. The FEC has been described as a commission
"designed to fail." n85 It has three Democratic appointees and three Republican
appointees, who have historically been vetted and chosen to represent the
parties' interests on the Commission. n86 Indeed, as one recent appointment
to the Commission demonstrates, even one who believes the enabling act of
the FEC is unconstitutional and is dedicated to the fight against campaign
finance reform can get appointed to the Commission. n87
Most
state redistricting commissions follow the FEC model. As set forth in the
Appendix, the modal arrangement for such commissions involves appointment
by the parties in the legislature or the different branches of government.
The prophylactic rule would prohibit almost all of these systems. Even Iowa's
"nonpartisan" Legislative Services Bureau, which Issacharoff celebrates,
is appointed by and serves at the pleasure of the Legislative Council, which
the majority party in the legislature controls. n88 Moreover, the legislature
can veto the plans submitted by the Legislative Services Bureau, as it did
to the initial plan proposed this year and did twice in 1980. n89 The Legislative
Services Bureau certainly has a reputation of nonpartisanship quite similar
to that of boundary commissions in other countries, and the Iowa legislature
has agreed to plans that promote competition. This tradition may have more
to do with Iowa's political culture, however, than with features inherent
to the institutional form that the state has chosen. One can only wonder
if the civil service of more politically confrontational or polarized states
would be similarly nonpartisan or receive the mutual assent of all government
officials. n90
[*676] Gaffney v. Cummings
itself - the Supreme Court opinion that Issacharoff finds particularly objectionable
and that provides the springboard for his article - demonstrates the difficulty
in constructing nonpartisan institutions to foster political competition.
That case involved a bipartisan gerrymander drawn by judges, not by self-interested
or partisan politicians. n91 Because the Connecticut legislature and a bipartisan
commission failed to produce a plan, the task fell to a three-judge board.
One judge was appointed by the Democratic Speaker of the House of Representatives,
another by the Republican Minority Leader of the House, and those two judges
then designated a third, who was a justice of the State Supreme Court. Those
judges sought to achieve partisan proportional representation, as Issacharoff
rightly points out, and one may have complained that it minimized inter-partisan
competition. Ironically, the complaint in the lawsuit that gave rise to the
case alleged "the plan amounted to a political gerrymander and contained
"a built in bias in favor of the Republican Party.'", n92 Whatever else one
might learn from the case, Gaffney does not demonstrate the problem of self-interested
political manipulation or the need for aggressive judicial relief. If anything,
the case serves as a warning to those who would presume that judges are inherently
different from politicians in the motivations underlying their redistricting
decisions or that "nonpartisan" redistricting necessarily fosters competition.
If
nonpartisanship or political disinterestedness is difficult to define or
institutionalize, then the prophylactic rule merely becomes one more amorphous
cause of action to strike down a districting plan. Whereas litigants have
challenged plans on grounds of racial or quantitative vote dilution, excessive
use of race, or violations of various state laws, they would now claim in
addition (not instead) that the body that drew [*677] the lines was insufficiently
nonpartisan. n93 To get out of this bind Issacharoff might redefine the prophylactic
rule very specifically, but a hyper-specific rule presents a different set
of problems. The procompetition justification for the prophylactic rule is,
to put it mildly, far removed from the Republican Form of Government Clause
or any other textual command in the Constitution. Were the Court to
enact the political equivalent of Miranda warnings not to protect a right,
but to promote a vision of democratic government, such a precedent would
open up a Pandora's Box not only for the law of politics, but for constitutional
law more generally. Prophylactic rules typically act as fences surrounding
and protecting a right with some clear textual basis that can shape the contours
and content of the prophylactic rule. The enactment of a prophylactic rule
grounded on antitrust metaphors and contestable democratic theories would
set a dramatic precedent for what amounts to judicial legislation concerning
foundational questions of constitutional government.
B. Do We Really Want Alan Greenspan Drawing Districts?
Even if nonpartisan redistricting were feasible, would it be desirable? The
assumption that guides Issacharoff's inquiry is that the redistricting process
would be better if politics were taken out of it. As with election regulation
more generally, we should ask whether we would really want a world in which
unaccountable and disinterested officials make the fundamental decisions
concerning representation. In short, if we could find an Alan Greenspan of
redistricting, would we be better off?
At the
outset, it cannot be overemphasized that the principles used to cabin the
discretion of a redistricter and the variables or algorithms thrown into
a computer mapping program have predictable political and usually partisan
effects. Redistricting cannot be truly randomized or automated. To do so
would risk the possibility of creating crazy-shaped or noncontiguous districts
that stretch from one part of the state to another. At least some principles
- such as the traditional districting principles of compactness, contiguity
and respect for political subdivisions, as well as the more amorphous category
of respecting communities of interest - are necessary to eliminate certain
districts all would find objectionable. However, because such "neutral" principles
uniformly applied by automated redistricting will have predictable [*678]
effects in a given demographic context, political officials that choose among
those principles can inject their bias at an earlier stage of the redistricting
process.
Leaving that objection aside and assuming
that we could find a philosopher king whom we could trust both to develop
and to apply neutral redistricting principles, we should still hesitate to
embrace such a method for determining the building blocks of legislative
representation. Although the suggestion evokes a visceral negative reaction,
for several reasons politicians should be in charge of politics. Much of
this ground was covered in the first sections of this response: concerns
about representation and governance are of equal weight to concerns about
electoral competition, and there is no philosophically uncontestable reason
why judges should force one set of values rather than another down the throat
of state governments. More subtly, while the process of redistricting may
be considered as determining the rules of politics, it should also be seen
as a substantive area of public policy.
On a
personal note in support of Issacharoff, I should mention that, like the
judges that appointed me, I strove to maintain nonpartisanship in the redistricting
processes in which I played a part over the past year. n94 With nonpartisan
expertise, however, often comes detachment from the policy goals of the political
branches. For example, it is quite typical for nonpartisan experts to attempt
to make district lines as coterminous with political subdivision boundaries
as possible. Pursuing such a goal, however, often conflicts with attention
to communities of interest that straddle such boundaries and with a state's
public policy goal of regionalism in uniting cities and suburbs. Such crossover
districts can link the representational fates of richer suburbs with the
poorer cities off of whose services suburbanites might be likely to free-ride.
Also, the overzealous pursuit of neutral redistricting principles often leads
to boundary changes that disrupt ongoing programs, such as environmental
or infrastructure projects, instituted by an incumbent for his or her district.
n95
The point of these examples (and there are
many others) is not to suggest that incumbent-led redistricting ineluctably
leads to furthering legitimate public policy goals or that nonpartisan redistricting
prevents their achievement. Although incumbents' knowledge of their districts
gives them almost unparalleled expertise as to the effect of a given set
[*679] of lines and insiders are more likely to be sensitive to community
concerns, one also cannot ignore the fact that bipartisan or partisan gerrymanders
sometimes intentionally disrupt or divide communities and often ignore policy
goals en route to creating safe seats. Moreover, hearings before nonpartisan
redistricting commissions could help accommodate many of these public policy
concerns.
However, these examples illustrate
how redistricting can be part of substantive policymaking and administration.
Legislative bargains in the redistricting process are not completely detached
from others that occur throughout a legislative session. Through redistricting,
legislatures not only make the tough value-laden decisions as to how communities
should be represented, but they create service relationships between representatives
and constituents that fit into larger public policy programs. The removal
of politics from redistricting seeks to break these relationships. Indeed,
if we take the procompetition argument to its logical conclusion, such relationships
are part and parcel of the entrenchment evil that nonpartisan redistricting
seeks to remedy.
VI. Conclusion: Metaphorical Markets and Stealth Rights Claims
This response ends where Issacharoff begins: the analogy of redistricting
to antitrust law. The Democrats and Republicans are like Coke and Pepsi,
he argues, and courts should view their division of the relevant markets
with similar suspicion. n96 This analogy drives the logic of his argument
toward the prophylactic rule that would place redistricting as far as possible
from self-interested actors.
Whatever its appeal
to the field of law and politics more generally, the market analogy to redistricting
fits rather poorly. As a threshold matter, it is unclear whether the consumers
(in this case, voters) benefit from competition or even desire it. Competition
among beverage makers leads to a greater variety of products with lower prices
and higher quality than would occur in the absence of competition. Competitive
districts, on the other hand, inevitably lead to homogenization of the potential
products coming out of the electoral process and leave almost half the political
consumers with a bitter taste in their mouths for two or more years. Most
voters, I suspect, would prefer to be placed in a district in which most
of the people share their political beliefs rather than in a district where
half of them do not. Similarly, most voters would prefer to be placed in
a district where they vote for the winner rather than the loser.
As
Issacharoff notes, there is nothing comparable to product price in the political
sphere that might be used to gauge consumer welfare. [*680] Indeed, the
principal reason judges should not create constitutional rules such as the
one suggested is that alternative redistricting strategies maximize consumer
welfare in different ways. One approach might maximize intradistrict competition,
another might try to maximize competition for control of the legislature,
another might seek to maximize the number of voters who are happy with their
representative, and still others might seek to increase the probability that
government will work better. There are tradeoffs for each approach. n97 Good
arguments can defend each approach, but it would be truly remarkable for
unelected judges with lifetime appointments to decide that competition is
the value that should be placed above all others.
The
greatest irony of Issacharoff's approach is that despite its steadfast purpose
in moving the law and politics jurisprudence toward background structural
questions, in the end it looks quite similar to a rights-based approach after
all. n98 It suffers from the same weakness Issacharoff sees in the Court's
current approach: namely, a preoccupation with one democratic value without
situating it in the political system as a whole. Perhaps district-level competition
is "an independent democratic good"; n99 rules governing redistricting need
only be "normatively proper" n100 rather than empirically justifiable; and
certain groups, such as moderate voters, should be given greater voice. By
breathing those principles into the Constitution and striking down
every existing districting system, however, judges would be mandating a particularistic
and highly contestable vision of the proper working of American democracy.
Those hoping to take the politics out of the redistricting process must be
very confident that they have discovered a way to strike the balance between
the competing political values central to democratic government. Lacking
that confidence, I would leave the ultimate decision to the admittedly self-interested
but more accountable [*681] political bodies that have found various ways
of striking the balance.
Appendix The Composition of State Redistricting Commissions
[SEE TABLE IN ORIGINAL] [*682]
[SEE TABLE IN ORIGINAL] [*683]
[SEE TABLE IN ORIGINAL]
FOOTNOTES:
n1. Samuel Issacharoff, Gerrymandering and Political Cartels, 116 Harv. L. Rev. 593 (2002).
n2.
See Shaw v. Reno, 509 U.S. 630 (1993) (holding that districts unexplainable
on grounds other than race are subject to strict scrutiny under the Equal
Protection Clause).
n3. 42 U.S.C. 1971, 1973-1973p (2000).
n4.
Samuel Issacharoff, Pamela S. Karlan & Richard H. Pildes, The Law of
Democracy: Legal Structure of the Political Process (2d ed. 2001); see also
Samuel Issacharoff, Pamela S. Karlan & Richard H. Pildes, When Elections
Go Bad: The Law of Democracy and the Presidential Election of 2000 (rev.
ed. 2001); Daniel Hays Lowenstein & Richard L. Hasen, Election Law: Cases
and Materials (2d ed. 2001); Symposium, Election Law as Its Own Field of
Study, 32 Loy. L.A. L. Rev. 1095, 1095-272 (1999) (presenting several articles
describing the formation of Election Law as an independent discipline).
n5. 531 U.S. 98 (2000).
n6.
See Samuel Issacharoff & Richard Pildes, Politics as Markets: Partisan
Lockups of the Democratic Process, 50 Stan. L. Rev. 643, 645-46 (1998).
n7.
See, e.g., Bruce E. Cain, Garrett's Temptation, 85 Va. L. Rev. 1589, 1603
(1999); Elizabeth Garrett, The Law and Economics of "Informed Voter" Ballot
Notations, 85 Va. L. Rev. 1533 (1999); Richard L. Hasen, The "Political Market"
Metaphor and Election Law: A Comment on Issacharoff and Pildes, 50 Stan.
L. Rev. 719, 724-28 (1998); Samuel Issacharoff, Private Parties with Public
Purposes: Political Parties, Associational Freedoms, and Partisan Competition,
101 Colum. L. Rev. 274, 276 (2001); Samuel Issacharoff, Oversight of Regulated
Political Markets, 24 Harv. J.L. & Pub. Pol'y 91, 98-100 (2000); Pamela
S. Karlan, Politics by Other Means, 85 Va. L. Rev. 1697, 1698-99 (1999);
Daryl J. Levinson, Market Failures and Failures of Markets, 85 Va. L. Rev.
1745 (1999); Daniel H. Lowenstein, The Supreme Court Has No Theory of Politics
- And Be Thankful for Small Favors, in The U.S. Supreme Court and the Electoral
Process 245, 258-63 (David K. Ryden ed., 2000); Nathaniel Persily, Candidates
v. Parties: The Constitutional Constraints on Primary Ballot Access Laws,
89 Geo. L.J. 2181, 2189-91 (2001); Nathaniel Persily & Bruce E. Cain,
The Legal Status of Political Parties: A Reassessment of Competing Paradigms,
100 Colum. L. Rev. 775, 788-91 (2000); Nathaniel Persily, Toward a Functional
Defense of Political Party Autonomy, 76 N.Y.U. L. Rev. 750, 794-805 (2001)
[hereinafter Persily, Functional Defense]; Richard H. Pildes, The Theory
of Political Competition, 85 Va. L. Rev. 1605, 1611 (1999); Richard H. Pildes,
Two Conceptions of Rights in Cases Involving Political "Rights", 34 Hous.
L. Rev. 323, 325 (1997).
n8.
See generally Persily & Cain, supra note 7, at 788-91 (discussing the
markets paradigm of judicial regulation of politics).
n9.
Although the Shaw cause of action proved to be a thorn in the side of several
state legislatures and the Supreme Court throughout the 1990s, there is good
reason to believe the 2000 round will be different. Despite Shaw's incoherence,
courts in the 2000 round have appeared to muddle through with strange success
in the early litigation. Despite many attempts to knock down redistricting
plans on Shaw grounds, not a single Shaw claim is currently on its way to
the Supreme Court. I am indebted to discussions with Richard Pildes for this
point. For a summary of redistricting litigation following the 2000 census,
see Redistricting Cases: The 2000s, at http://www.senate.leg.state.mn.us/departments/scr/redist/redsum2000/redsum2000
.htm (last visited Nov. 6, 2002).
n10.
See, e.g., O'Hare Truck Serv., Inc. v. City of Northlake, 518 U.S. 712, 726
(1996) (extending protection against partisan retaliation to independent
contractors); Branti v. Finkel, 445 U.S. 507, 520 (1980) (upholding injunction
preventing newly elected Democrat public defender from discharging Republican
assistants); Elrod v. Burns, 427 U.S. 347, 369 (1976) (striking down dismissals
from government employment based on partisan affiliation).
n11.
Shaw and its progeny laid down the rule that the Equal Protection Clause
prohibits states from using race (a suspect classification) as the predominant
factor in the drawing of a district. See Miller v. Johnson, 515 U.S. 900,
916 (1995). The patronage cases stand for the proposition that partisanship
is quite like a suspect classification read into the First Amendment. Except
at the highest policymaking levels, the state cannot hire, fire, or contract
with individuals because of their partisan affiliation. Now, if discrimination
based on partisanship is almost always unconstitutional, how can the state
justify creating districts drawn predominantly along lines of partisanship,
as bipartisan gerrymanders often are? If the use of suspect classifications
as the "dominant and controlling rationale" of a districting plan triggers
strict scrutiny, id. at 913, it is difficult to envision a partisan or bipartisan
gerrymander narrowly tailored toward the achievement of a compelling state
interest.
n12. 412 U.S. 735 (1973).
n13. 532 U.S. 234 (2001).
n14. Gaffney, 412 U.S. at 752-53.
n15. Issacharoff, supra note 1, at 615 (quoting Issacharoff & Pildes, supra note 6, at 646).
n16.
See National Conference of State Legislatures, Term Limited States by Year
Enacted and Year of Impact, at http://www.ncsl.org/programs/legman/about/states.htm
(last visited Nov. 6, 2002).
n17.
See National Conference of State Legislatures, Total Legislative Turnover
1994-96, at http://www.ncsl.org/programs/legman/elect/tottrn.htm (last visited
Nov. 6, 2002).
n18. See Harold W. Stanley & Richard G. Niemi, Vital Statistics on American Politics 46 tbl.1-13, 51 tbl.1-16 (2001).
n19. See id. at 214 tbl.5-9.
n20.
See id. With the exception of 2001, the election years refer to the first
regularly scheduled election won by the current members of the House of Representatives.
n21. See Gary
C. Jacobson, Reversal of Fortune: The Transformation of U.S. House Elections
in the 1990s, in Continuity and Change in House Elections 10, 29 (David W.
Brady, John F. Cogan & Morris P. Fiorina eds., 2000) ("So much for the
notion of an ossified Congress desperately in need of term limits for an
infusion of new blood.").
n22. See infra pp. 661-65.
n23.
See Gary W. Cox & Jonathan N. Katz, Elbridge Gerry's Salamander: The
Electoral Consequences of the Reapportionment Revolution 155 (2002).
n24. Issacharoff, supra note 1, at 600.
n25. See Figure 3, infra p. 657.
n26. See National Conference of State Legislatures, Election Data (on file with the Harvard Law School Library).
n27.
See Nathaniel Persily, Thad Kousser & Patrick Egan, The Complicated Impact
of One Person, One Vote on Political Competition and Representation, 80 N.C.
L. Rev. 1299, 1334 fig.2 (2002).
n28. Issacharoff echoes Justice O'Connor and Bruce Cain's argument that partisan gerrymanders
are self-regulating. I am not aware of any detailed empirical analysis of
this phenomenon. The most that I think can be said is that some, but not
all, partisan gerrymanders are self-regulating. Self-regulation
depends on certain preconditions as to the geographic dispersion of party
adherents within the relevant jurisdiction, and how greedy the dominant party
is trying to be. I should also note that it is often difficult to distinguish
between a partisan and a bipartisan gerrymander. For the party in control
of the redistricting process, incumbent protection is sometimes the best
strategy to maintain a majority in the legislature. See Davis v. Bandemer,
478 U.S. 109, 152 (1986) (O'Connor, J., concurring in the judgment) (citing
Bruce Cain, The Reapportionment Puzzle 154-55 (1984)).
n29. See Issacharoff, supra note 1, at 600.
n30.
Gary C. Jacobson, The Politics of Congressional Elections 21-30 (2001); Thomas
E. Mann, Unsafe at Any Margin: Interpreting Congressional Elections 15-18
(1978); John A. Ferejohn, On the Decline of Competition in Congressional
Elections, 71 Am. Pol. Sci. Rev. 166, 174 (1977); David R. Mayhew, Congressional
Elections: The Case of the Vanishing Marginals, 6 Polity 295, 304 (1974);
Edward R. Tufte, The Relationship Between Seats and Votes in Two-Party Systems,
67 Am. Pol. Sci. Rev. 540, 550-53 (1973); see also Persily, Kousser &
Egan, supra note 27, at 1321-27 (summarizing the literature on incumbency
advantage and vanishing marginals).
n31.
See Cox & Katz, supra note 23, at 140-61; Gary W. Cox & Jonathan
N. Katz, Why Did the Incumbency Advantage in U.S. House Elections Grow?,
40 Am. J. Pol. Sci. 478, 482-83 (1996); Jacobson, supra note 21, at 28; Thomas
A. Kazee, The Deterrent Effect of Incumbency on Recruiting Challengers in
U.S. House Elections, 8 Legis. Stud. Q. 469, 469 (1983); Jonathan S. Krasno
& Donald Philip Green, Preempting Quality Challengers in House Elections,
50 J. Pol. 920, 932-33 (1988).
n32.
Recent experience with New York's Nineteenth and Twenty-Eighth congressional
districts illustrates this point. The bizarrely shaped, heavily Democratic
Twenty-Eighth District stretches from Rochester to Buffalo and originally
paired powerful Democratic incumbents John LaFalce and Louise Slaughter.
The Republican Nineteenth District straddles the Hudson Valley just above
Westchester, originally pairing Republican Representatives Benjamin Gilman
and Sue Kelly. Both districts were the product of a bipartisan gerrymander.
See The New York State Legislative Task Force on Demographic Research and
Reapportionment, View District Maps, at http://latfor.state.ny.us/maps (maps
of the districts). However, both districts had the potential to produce very
competitive primary races between the sitting incumbents. Those competitive
races never materialized because LaFalce and Gilman chose not to run for
election once the map was drawn. See Adam Clymer, Congressman LaFalce To
Retire, N.Y. Times, June 27, 2002, at B4; Editorial, Ben Gilman Steps Down,
N.Y. Post, July 10, 2002, 2002 WL 22354571. Districts that looked very competitive
under one set of conditions became extremely uncompetitive since Representatives
Slaughter and Kelly did not face credible primary challenges and did not
face serious general election challenges.
n33.
See Cox & Katz, supra note 23, at 478 (suggesting that incumbents' ability
to scare off quality challengers accounts for much of the incumbency advantage);
Kazee, supra note 31, at 478; Krasno & Green, supra note 31, at 933.
n34. Gary C.
Jacobson, The Marginals Never Vanished: Incumbency and Competition in Elections
to the U.S. House of Representatives, 1952-82, 31 Am. J. Pol. Sci. 126, 126,
130, 133 (1987); see also Stephen Ansolabehere & James M. Snyder, Jr.,
The Incumbency Advantage in U.S. Elections: An Analysis of State and Federal
Offices, 1942-2000, 1 Election L. J. 315, 325 (2002).
n35.
See Stephen Ansolabehere, David Brady & Morris Fiorina, The Vanishing
Marginals and Electoral Responsiveness, 22 Brit. J. Pol. Sci. 21, 21 (1992);
Monica Bauer & John R. Hibbing, Which Incumbents Lose in House Elections:
A Response to Jacobson's "The Marginals Never Vanished", 33 Am. J. Pol. Sci.
262, 262 (1989).
n36. Mann, supra note 30, at 3; see Ansolabehere, Brady & Fiorina, supra note 35, at 35.
n37.
Ansolabehere, Brady & Fiorina, supra note 36, at 27-28. The authors,
like many others, do show a decline in collective responsiveness in the House
of Representatives over the past forty years. See id. at 29. However, Issacharoff
is concerned with district-level competition and responsiveness, not collective
responsiveness at the level of the legislature. A full discussion of institutional
responsiveness would require more space than available here. See Persily,
Kousser & Egan, supra note 27, at 1319-20 & n.57.
n38. See Issacharoff, supra note 1, at 613-17.
n39. Id. at 615.
n40. See id. at 605-11.
n41. See Michael Barone & Richard E. Cohen, The Almanac of American Politics 2002 (2001).
n42. See Michael Barone & Grant Ujifusa, The Almanac of American Politics 1994 (1993).
n43.
See generally Dave Boyer & Amy Fagan, Leftist Lobbies Suffer a Hit in
Michigan Race, Wash. Times, Aug. 9, 2002, at A4 (describing the race between
Congressman John Dingell and Lynn Rivers); Thomas B. Edsall, Questions Raised
About Donors to Georgia Lawmaker's Campaign, Wash. Post, Aug. 13, 2002, at
A2 (describing the Georgia House race between Congresswoman Cynthia McKinney
and Denise Majette); David Colpo & Michael Granoff, Letters to the Editor:
Hilliard's Own Failure Defeated Him, Not Outsiders, Wash. Times, July 5,
2002, at A18 (describing the primary election defeat of Congressman Earl
Hilliard).
n44.
Even with respect to the general election under bipartisan gerrymandered
districts, a "safe" district is noncompetitive because the "typical" candidate
from the minority party would be far away from the median voter in the district
such that she would have no real chance of victory. But the parties' unwillingness
or inability to field a candidate who strays from the party line, not the
composition of the district, is then the cause of the lack of competition.
n45. See Stephen
Ansolabehere, James M. Snyder, Jr. & Charles Stewart III, Old Voters,
New Voters, and the Personal Vote: Using Redistricting To Measure the Incumbency
Advantage, 44 Am. J. Pol. Sci. 17, 23 (2000).
n46.
Political scientists use various measures of marginality and competitiveness.
See Persily, Kousser & Egan, supra note 27, at 1316. Figure 4 is organized
in such a way that advocates of competing definitions of these concepts can
view the data as they see fit. The existence of minor party candidates -
Perot in 1992 and 1996, and Nader and Buchanan in 2000 - does not alter the
graph in any significant way. Perot voters, at least in 1992, were perceived
as split almost evenly as to who their second choice would be. See R. Michael
Alvarez & Jonathan Nagler, Economics, Issues and the Perot Candidacy:
Voter Choice in the 1992 Presidential Election, 39 Am. J. Pol. Sci. 714,
737 ("49.5% of the Perot voters would have voted for Bush; 50.5% would have
voted for Clinton."). The 2000 election was potentially tricky, given that
Nader probably took many more votes from Gore than Buchanan did from Bush.
Bearing this consideration in mind, I spliced the data in three different
ways to assess competitiveness: (1) percent of the vote received by Bush
in the congressional district, (2) (Bush + Buchanan) - (Gore + Nader), and
(3) Bush - Gore. Although the alternative methods of computation do not change
the graph much at all, I chose Option 3, which presents the data in the light
most favorable to Issacharoff's argument and maintains consistency across
all three elections. Option 2, which is probably the most natural and accurate
way to organize the data, produces the following results: 70 safe Republican
districts, 67 marginal Republican districts, 131 competitive districts, 58
marginal Democratic districts, and 106 safe Democratic districts.
n47. See Barone & Cohen, supra note 41; Barone & Ujifusa, supra note 42.
n48. Issacharoff, supra note 1, at 626.
n49.
See Kenneth Collier & Michael Munger, A Comparison of Incumbent Security
in the House and Senate, 78 Pub. Choice 145 (1994); Amihai Glazer & Bernard
Grofman, Two Plus Two Plus Two Equals Six: Tenure in Office of Senators and
Representatives, 1953-1983, 12 Legis. Stud. Q. 555 (1987).
n50.
See Ansolabehere & Snyder, supra note 34. There is a difference between
the incumbency advantage and incumbent safety. The incumbency advantage describes
the additional vote percentage that an incumbent can expect merely because
she is an incumbent. Nevertheless, the authors' conclusion about the relationship
between redistricting and the incumbency advantage undermines Issacharoff's
argument. In Ansolabehere and Snyder's words:
Redistricting
seems especially unlikely to contribute additionally to the incumbency advantage.
The U.S. Senate and U.S. House have comparable incumbency advantages in all
but the last decade of our analysis, while only the House has redistricting.
Similarly, state executives are never redistricted, and nonetheless have
higher incumbency advantages than state legislators.
Id.
at 326. In any event, it should be noted that the incumbency advantage in
House elections appeared to decline in the 1990s. See Jacobson, supra note
21, at 29 (noting that incumbent reelection rates and margins of victory
have declined to forty-year lows). Jacobson also disputes Issacharoff's suggestion
regarding the number of uncontested seats. See id. (noting that in 1996 only
nineteen seats were uncontested, the lowest number of the entire postwar
period).
n51. See Stanley & Niemi, supra note 18, at 53 tbl.1-18.
n52. See Mayhew, supra note 30, at 306; Tufte, supra note 30, at 548.
n53. See Ferejohn, supra note 30, at 168.
n54.
James C. Garand & Donald A. Gross, Changes in the Vote Margins for Congressional
Candidates: A Specification of Historical Trends, 78 Am. Pol. Sci. Rev. 17,
20 (1984) (noting a steady rise in margins of victory between 1896 and 1930
and a similar rise from 1932 to 1980); Donald A. Gross & James C. Garand,
The Vanishing Marginals, 1824-1980, 46 J. Pol. 224, 227-28 (1984).
n55.
See Bruce Cain, John Ferejohn & Morris Fiorina, The Personal Vote: Constituency
Service and Electoral Independence 98-100 (1987) (emphasizing the candidate-specific,
rather than party-specific, factors in incumbent reelection); Morris P. Fiorina,
Congress: Keystone of the Washington Establishment 85-90 (2d ed. 1989) (emphasizing
the relationship between the growth of congressional staffs and incumbency
advantages); Janet M. Box-Steffensmeier, A Dynamic Analysis of the Role of
War Chests in Campaign Strategy, 40 Am. J. Pol. Sci. 352, 366 (1996) (finding
that incumbents' campaign war chests affect the entry decisions of possible
high-quality challengers); Gary W. Cox & Scott Morgenstern, The Increasing
Advantage of Incumbency in the U.S. States, 18 Legis. Stud. Q. 495, 510 (1993)
(arguing that casework and particularistic services are the main causes of
the incumbency advantage in state legislatures); Morris P. Fiorina, The Case
of the Vanishing Marginals: The Bureaucracy Did It, 71 Am. Pol. Sci. Rev.
177, 180 (1977) (emphasizing legislative casework as cause for the incumbency
advantage in the U.S. House); Mayhew, supra note 30, at 313 (suggesting that
the incumbency advantage might flow from lessened reliability of party voting
cues). See generally David R. Mayhew, Congress: The Electoral Connection
(1974).
n56. Issacharoff, supra note 1, at 627.
n57. Id. at 629 (emphasis added).
n58. Id. at 644-45.
n59. See generally infra Section V, pp. 673-79.
n60. See Gaffney v. Cummings, 412 U.S. 735, 738 (1973).
n61.
On the inherent tradeoffs in the redistricting process, see Cain, supra note
28, at 159-66. Those who defend bipartisan gerrymanders from the standpoint
of representation do not mistakenly suppose that they know the true preferences
of voters, as Issacharoff hints. See Issacharoff, supra note 1, at 616. If
they are wrong in their assessment, as redistricters often are, then the
outcome of the election will differ from their prediction.
n62. Gaffney, 412 U.S. at 753.
n63. See Issacharoff, supra note 1, at 617-18.
n64. Id. at 599.
n65. See id.
n66.
See id. at 628. To be specific, the median voter in each district will not
be the median voter of the state, because each district cannot be a perfect
political snapshot of the state. However, a redistricting strategy that seeks
to enhance general election competition will homogenize districts such that
the median voters in each district will be closer, even if not identical,
to the state's median voter.
n67.
See Figure 4, supra p. 664. Moreover, it should be noted that most states
allow nonparty members to vote in party primaries. See Persily, Functional
Defense, supra note 7, at 785 n.155. Thus, even if the primary election is
the dispositive election, the median voter in the primary electorate is either
the same as or similar to the median voter of the general electorate. Therefore,
in a state that allows Republicans to vote in the Democratic primary, the
Republican minority in a lopsided Democratic district can still play an effective
role in picking the Democratic nominee.
n68.
See Norman J. Ornstein, Thomas E. Mann & Michael J. Malbin, Vital Statistics
on Congress 2001-2002, at 181-82, 192 (2002) (describing the diverging ideological
positions of party coalitions in the House and the Senate).
n69. See Anthony Downs, An Economic Theory of Democracy 127 (1957).
n70. See Issacharoff & Pildes, supra note 6, at 674-81.
n71.
One other aspect of campaigns that deserves mention is the increased importance
of money to a system of competitive districts. Of course, the observation
that democracy is expensive is not alone a convincing reason to favor less
competitive districts. It is worth noting, however, that the more competitive
the district, the more expensive the campaign. As a result, money would become
more important in American elections as competitiveness increased, with more
Congressmen "beholden" to those who fund their campaigns.
n72.
National Election Studies, National Election Studies Guide to Public Opinion
and Electoral Behavior, at http://www.umich.edu/%7Enes/nesguide/toptable/tab5c
4.htm (last visited Nov. 6, 2002). The precise survey question was: "Do you
approve or disapprove of the way the U.S. Congress has been handling its
job?" Id.
n73.
Id. at http://www.umich.edu/%7Enes/nesguide/toptable/tab8a 3.htm (last visited
Nov. 6, 2002). The precise survey question was: "In general, do you approve
or disapprove of the way [running U.S. House incumbent Representative] has
been handling his/her job?" Id. (alteration in original).
n74.
See, e.g., John M. Carey, Richard G. Niemi & Lynda W. Powell, Term Limits
in the State Legislatures 65, 79, 83-85 (2000) (noting the increased influence
of legislative staff, lobbyists, and interest groups); Gary Montcrief, Term
Limits from the Lobbyist Point of View, 2001 Mo. Legis. F. 3-5, available
at http://www.moforum.org/2001/pdf/moforum01 moncrief.pdf (noting the increased
influence of the governor, administrative agencies, legislative staff, and
lobbyists, along with decreased fundamental knowledge on the issues by the
representatives); Daniel M. Weintraub, The Trouble with Term Limits, St.
Legislatures, July/Aug. 2002, at 40, 42 (noting a shift in power toward the
executive); National Conference of State Legislatures, Survey Results: NCSL's
Online Term Limits Poll 5, at http://www.ncsl.org /programs/legman/about/survrslt.htm
(last modified Nov. 20, 2000) (suggesting the increased influence of legislative
staff and lobbyists in the legislative process in term-limited states).
n75. See sources cited supra note 74.
n76.
See Issacharoff, supra note 1, at 609 (quoting Michael W. McConnell, The
Redistricting Cases: Original Mistakes and Current Consequences, 24 Harv.
J.L. & Pub. Pol'y 103, 106 (2000)).
n77. Id. at 601.
n78.
See generally Pamela S. Karlan, Exit Strategies in Constitutional Law: Lessons
for Getting the Least Dangerous Branch Out of the Political Thicket, 82 B.U.
L. Rev. 667 (2002) (discussing exit strategies for the Court's Shaw line
of cases).
n79.
See generally Daniel H. Lowenstein & Jonathan Steinberg, The Quest for
Legislative Districting in the Public Interest: Elusive or Illusory?, 33
UCLA L. Rev. 1 (1985) (suggesting that the drawing of districts is inherently
political).
n80. See supra p. 652.
n81. See Buckley v. Valeo, 424 U.S. 1, 26-29 (1976).
n82. Miller v. Johnson, 515 U.S. 900, 916 (1995).
n83. See Bush v. Gore, 531 U.S. 98, 105-11 (2000).
n84. See Issacharoff, supra note 1, at 644.
n85.
Benjamin Weiser & Bill McAllister, The Little Agency That Can't, Wash.
Post, Feb. 12, 1997, at A1 (quoting Frank P. Reiche).
n86.
See Federal Election Commission, The FEC and the Federal Campaign Finance
Law (Aug. 1999), http://www.fec.gov/pages/fecfeca.htm.
n87.
See Press Release, Brennan Center for Justice, Brennan Center, Common Cause,
& Democracy 21 Urge President Clinton To Reject Bradley Smith as FEC
Nominee (June 3, 1999), http://www.brennancenter.org/presscenter/pressrelease
1999 0603.html.
n88. Telephone Conversation with Richard Johnson, Deputy Director, Iowa Legislative Services Bureau (July 26, 2002).
n89. Id.
n90.
The Arizona redistricting commission, also praised by Issacharoff, differs
from that of Iowa in that Arizona's commission on appellate court appointments
selects the initial pool of potential commissioners, from which the leaders
of the two parties then select two representatives each. Ariz. Const. art.
IV, pt. 2, 1(6). Then, the fifth member of the redistricting commission (the
chairman) is selected by the other four members, or if they cannot agree,
the commission on appellate court appointments selects the chairman while
"striving for political balance and fairness." Id. art. IV, pt. 2, 1(8).
The sixteen members of the commission on appellate court appointments include
the Chief Justice of the state supreme court, five attorney members nominated
by the board of governors of the State Bar of Arizona and appointed by the
governor with the advice and consent of the senate, and ten nonattorney members
appointed by the governor with the advice and consent of the senate. Id.
art. VI, 36. In short, the political branches are the initial source for
authority over the redistricting process and the two parties can appoint
a majority of its members. This involvement of the political branches and
party leaders would probably violate the prophylactic rule. However, as Issacharoff
rightly points out, the Arizona redistricting commission is prohibited from
considering certain political data in the line drawing process. Nevertheless,
the commission's plan for the 2000 was not immune from litigation or the
charge that it favored Republicans and incumbents. See Editorial, Tucson
Citizen, May 8, 2002, at 6B, LEXIS, News Group File ("Adding to the legal
morass, the Minority Coalition for Fair Redistricting, supported by the Democratic
Party, also has challenged the maps on the grounds that districts are not
politically competitive."); Susan Bitter Smith, Primary Will Decide Most
Races, Ariz. Republic, Sept. 4, 2002, at 2, LEXIS, News Group File ("Despite
the mandate to the Independent Redistricting Commission to create competitive
districts, the reality is that a majority of the races in the election cycle
will still be determined in the primary election.").
n91. See Gaffney v. Cummings, 412 U.S. 735, 736 (1973).
n92. Id. at 739.
n93.
Issacharoff is correct that plans drawn by courts and commissions have fared
better at the Supreme Court. See Issacharoff, supra note 1, at 647. I am
not sure why this is important as a theoretical matter, and it could change
with this redistricting cycle or with the widespread use of such mechanisms
if his proposal went into effect. Nevertheless, it is an important piece
of evidence suggesting the potential practical benefits that might flow from
the prophylactic rule he urges.
n94.
I was appointed by courts in New York and Maryland to assist them in drawing
congressional and state legislative districting plans.
n95.
One plan I helped draw moved an uninhabited swamp from one legislator's district
to another's. The now-swampless legislator argued that the change would disrupt
certain environmental projects that he helped initiate and wanted to see
through to completion. The move of this area obviously had no identifiable
political or partisan effect. The result, however, could have a tangible
public policy effect.
n96. Issacharoff, supra note 1, at 599.
n97.
On the tradeoffs in the redistricting process, see Cain, supra note 28, at
52-77; Political Gerrymandering and the Courts (Bernard Grofman ed., 1990).
n98. One might
even say that the approach is itself a rights-based approach, focused on
the same right to a meaningful vote that has motivated the Court from Reynolds
v. Sims, 377 U.S. 533 (1964), to Bush v. Gore, 531 U.S. 98 (2000). Gerrymandering
drains the right to vote of all significance, under this view, because it
turns elections into anointings. Although it may seem obvious, why is the
right to vote more meaningful in a competitive district than a noncompetitive
one? The answer, as I have suggested elsewhere, is somewhat complicated and
focuses on the probability that a given voter in the district (all else equal)
will cast the tie-breaking vote that will decide the election. As the expected
margin of victory grows, as in safe districts, the value of an individual's
vote diminishes under this view. Put another way, the safer the district,
the less likely that an individual vote will "matter" and the less of a reason
for the voter to show up on election day. See Persily, Kousser & Egan,
supra note 27, at 1311-12. Moreover, to the degree that Issacharoff is worried
about the effect of bipartisan gerrymanders on the representation of moderate
voters, the approach seems like the typical vote dilution argument he decries.