Review: why was
there such opposition to the Gracchi and their proposals?
- All agreed that reform
was needed; once the laws were passed they generally remained on the books
and were even expanded. Conclusion??
- The opposition was then
not motivated by the solutions proposed by the Gracchi, but rather by their
semi-constitutional behavior and fear (real or imagined) that they intended
to establish tyranny (regnum); that the clientele of the Gracchi would
undermine the constitution and the "egalitarian working principle of
the oligarchy"
- That the solutions
were generally accepted came about by allowing many different polititicians
to gain credit (and clientele) for the reforms, thereby confirming the "egalitarian
working principle"
- More generally on the
consequences from the Roman perspective: RC p. 250.
The Governance of Provinces
- Introduction: By the
middle of the 2nd Cent., virtually every state in the Mediterranean was attached
to Rome by some sort of political tie. The nature of these ties varied, depending
on the manner in which each had become a Roman dependency and, moreover, the
Romans had no ready-made plan (note the unpremeditated character of their
conquest) for defining the relationships. Rules evolved through trial and
error.
- Dependent kings and
cities
- In Italy, the Romans
had employed the devises of annexation and alliance, the latter of which
was employed most commonly during this period. De facto local autonomy.
- Punitive treaties
- 'Equal' alliances
- The usual form of
treaty made the state a socius (=ally) and amicus (friend)
of the Roman people. They were little more than 'gentlemen's agreements'
or non-binding mutual aid pacts. In practice, Rome drew increasingly on
the aide of these allies for her own interests, but habitually avoided acting
on behalf of the ally. Remember: no sense of equality at Rome.
- The status of provincial
communities
- The socius
et amicus system was, with the exception of Macedonia, employed
primarily in the east; in the west, incorporation or annexation was more
common: provinces. Down through 146, the primary consideration was the maintenance
of military security; after 133, it was the revenue of the area that became
an important factor.
- The lex de provincia
(published by the governor) defined the rights and duties of the provincial
communities and explained the principles by which the province would be
governed. Over the years, this 'charter' becomes standardized.
- As incorporation /annexation
generally followed conquest,
- all states and individuals
were in the legal status called dediticii (=capitulants),.
- Some states retained
their treaty rights with Rome and neither paid tribute nor were under
the jurisdiction of Roman courts (civitates foederatae =
federated states).
- Some states received
the guarantee of self-government and were exempted from taxation and military
occupation.
- Most however paid
taxes and obeyed the commands of the Roman administration
- The provincial governors
- For the first four
provinces, the Romans created four new praetorships in order to provide
for annual governorships. But the nobility was reluctant to dilute further
those offices that conferred nobility. Hence, after 146, pro-rogation
was introduced: elected magistrates remained in Rome for the annual term
of office, but were then sent out to govern provinces (this violated the
constitution as neither annuality or collegiality could be respected).
- The duties of the
governor were military, administrative and judicial.
- Conscription and Taxation
- The fundamental difference
between Italians and provincials was that the latter were not liable to
the same degree of taxation.
- All states that were
not expressly so exempted, did pay taxes as a form of compensation for the
maintenance of order.
- Tax farming
- There is little evidence
of any commercial exploitation, or for actions to benefit Roman commercial
interests in the period before 120.
- Defects of Roman Rule
- Provincials gradually
came to be viewed as a source of profit for Roman magistrates and for the
Roman people.==> ranged from gifts to outright extortion.
- As with many semi-closed
oligarchies, the Roman one found it difficulty to punish errant members
of its own class. There were two reason for this reluctance:
- Ex-governors returned
to Rome with significant financial resources and powerful provincial clienteles.
They could buy their acquital.
- The judicial process
was frequently used as a means in the factional struggles at Rome.
- Efforts at Reform and
Protection of the Provincials
- The quaestio
(or: investigative grand jury). This court has existed for many years on
an ad hoc basis (i.e., one was formed to deal with charges against a particular
individual). RC §100; 140 on the Roman
theory. §143-4 on Verres.
- More effective in
the protection of provincials were the institutions of patronage and hospitium
(guest-friendship concluded between members of the Roman and the provincial
and/or allied elite). The acknowledged guest friend or client of a powerful
Roman, like Scipio or Cato, was not likely to suffer the extortionate actions
of provincial governors (note that the guest-friend or client could be either
a community or an individual.
- These institutions
were clearly of mutual benefit. For the Roman noble, clients and guest friends
- assisted and advised
in governing; were sources of information on the province and its problems,
- provided for the
physical comforts of the governor and his staff,
- provided protection
in the form of testimonials should the governor be indicted by political
enemies at Rome,
- formed the basis
of his reputation and were a measure of his perceived power.
- For the provincials,
the Roman patron or guest friend
- served as an intermediary
between communities and the central government,
- protected them from
the criminal and/or arbitrary actions of governors
- On the whole, this
system worked well in civilized areas where reputations could be made and
less well in the more primitive parts of the western empire.